Edited by Michael L. Conniff
Populism in Latin America
University of Alabama Press
1999
ISBN 0-8173-0970-5
Populism in Latin America
INTRODUCTION
Looking back upon Latin American politics in the past century,
we can see certain patterns in leadership styles. In some countries,
military dictators predominated. In others, old-fashioned parliamentarians
rose to commanding positions. Occasionally a reformer or socialist
gained dominance in the political arena. In all, Latin America
displayed a wide variety of leaders of all stripes.
In the long view, populists were the most characteristic
leaders of the last century. From the earliest years in the La
Plata region until the end of the 1990s, populists proved amazingly
successful at gaining high office, holding onto power, maintaining
their followings, and renewing their careers. Their imprint will
continue for decades to come.
In this book you will find a lively introduction to some
of Latin America's outstanding leaders-the populists. These men,
and sometimes women, stood out from the ranks of the ordinary
politicians. They displayed flair, daring, broad appeal, and
uncanny timing. They campaigned for public office early, often,
and almost always successfully. They constitute one of the most
important groups of leaders in twentieth-century Latin America.
Their impact on politics has been profound yet not fully recognized.
By "outstanding", we do not necessarily mean moral,
wise, constructive, or representative leaders. Some corrupted
their countries, others manipulated their followers, and still
others disgraced themselves. Still, they were extraordinarily
effective in reaching masses of voters, whom they convinced to
cast ballots for them. And some left positive legacies for generations
to come. Later in the text we offer a working definition of just
who these people were.
We designed and wrote this book with the general reader in
mind, especially college students and the intellectually curious.
We set aside many social scientific debates in the field in order
to keep our focus on the leaders and their followers. In particular,
we have steered clear of the argument that populists were simply
irresponsible big spenders who used public moneys to win mass
support. Rather, we see populism basically as a political phenomenon:
a question of who gains public office and how they govern. That
is subject enough for one book.
Since our purpose is to introduce the subject to readers,
we have limited our footnotes in number and length, providing
references only to the most important sources. We give preference
to those in English and Spanish that are likely to be available
in university libraries.
The literature on Latin American populism has grown large
in recent years, so the epilogue provides a separate treatment
on the evolution of major writings, theories, and methodologies
in the field. The essay covers the whole continent but emphasizes
the countries studied in this book. Readers wishing to pursue
approaches other than the political one used in this work may
look for leads in the bibliographic essay.
The authors of these chapters have devoted many years to
studying the populists and the countries they governed. Here,
they survey the populist experiences in those nations most profoundly
influenced by this distinctively Latin American way of conducting
the people's business. Their intent is to provide authoritative
accounts of the whole sweep of the twentieth century. They do
so in ways that invite generalization and comparison, which we
attempt to do in this introduction and in the epilogue.
In Chapter 2, Joel Horowitz examines Argentina's strong legacy
of populism, beginning with the remarkable Hipólito Yrigoyen,
moving through the archetypal Juan and Evita Perón, and
ending with President Carlos Menem. He finds that these leaders
built upon others' careers, using and improving methods of mass
politics. They were particularly adept at creating images, myths,
and rituals that furthered their own careers. Horowitz's treatment
of Evita Perón, in particular, brings to life Latin America's
best-known woman. His main finding is that populists divided
society and antagonized those who dissented, creating strong
feelings of anger. He concludes that although the era of populism
may be ending in Argentina, its effects remain.
The chapter on Brazil by Michael Conniff picks up the story
in the late 1920s, when metropolitan Rio de Janeiro reached a
million inhabitants. That country's first populist, who served
mayor of Rio in the mid-1930s, showed that leaders could win
elections by convincing the common people that he cared about
their interests and well-being. He abandoned the old-style boss
politics and created a mass following that might have led to
the presidency itself had he not run afoul of the military. Others
followed suit, in particular Adhemar de Burros in Sao Paulo and
Getúlio Vargas, when he campaigned for president in 1950.
During the next fifteen years, which historians call the Populist
Republic, this style dominated state and national politics. Even
when the military took power in 1964 and attempted to eradicate
populism, they were unsuccessful, because the political culture
had embraced the ballot box and accountability of leaders. In
the 1980s and 1990s, the populist tradition revived in the person
of President Fernando Collor, whose brief and disastrous term
foreshadowed the end of an era.
Paul Drake examines several key episodes in Chile's modern
history, finding elements of populism that nevertheless do not
develop into a strong tradition. The first presidency of Arturo
Alessandri, the socialist interlude of Marmaduke Grove, and the
front government of Pedro Anuirre Cerda might have evolved into
a dominant style of electioneering and governance. Yet Drake
finds that Chile's strong party system prevented such a development.
Moreover, ideological platforms ranging from conservative to
Marxist grabbed voters' attentions and loyalties, leaving little
room for populist appeals. Thus Chile was exceptional among the
larger countries of the region in not sustaining populism.
In Mexico, according to Jorge Basurto, the formative experience
of populism was the extremely powerful administration of Lázaro
Cárdenas in the 1930s. While drawing on revolutionary
goals and rhetoric, Cárdenas forged a populist coalition
that allowed him to sideline the military and dedicate his resources
to helping the masses. That legacy was revisited by President
Luis Echeverría in the 1970s, yet the latter could not
prevail over the conservative forces that had emerged in the
1950s. Instead, populism failed, and since 1980 Mexico politics
have been controlled by antidemocratic leaders. Basurto sees
populism as a redemptive force in his nation whose only hope
for revival lies with Cárdenas's son, Cuauhtémoc,
who lost two presidential bids but now governs the metropolis
of Mexico City.
Steve Stein's chapter on Peru finds a long, often rocky history
of populism in that country, beginning with the rise of the APRA
party in the 1920s and the clash of young titans in the 1930
presidential election. APRA's longtime populist leader, Haya
de la Torre, epitomized the drive, style, appeal, and staying
power of populism, yet he never won the presidency due to military
opposition. Another Peruvian, Victor Andrés Belaúnde,
chose the mantle of populism when campaigning in 1960 and 1961
and for a time enjoyed some success, with U.S. support. Amazingly,
however, a military government adopted many of the techniques
and appeals of populism after taking power in 1968. Without a
charismatic leader, or even a strong vocation for leadership,
this unique experiment in "military populism" failed.
Haya de la Torre's protégé, Alan Garcia, led APRA
into the presidential palace only after Haya died, yet he made
a mockery of administration. The most extraordinary twist to
the story was the triumph of Alberto Fujimori, a Peruvian of
Japanese descent, as president in the 1990s. Stein finds that
Fujimori is a textbook case of the neopopulist of the 1990s.
Venezuelan populism began with Rómulo Betancourt,
who led his party to power in 1945, according to Steve Ellner.
A forceful, charismatic figure, Betancourt almost single-handedly
forged alliances and fostered democratic procedures that would
drive Venezuelan politics for another generation.
Ximena Sosa-Buchholz provides a fascinating view of populism
in Ecuador, a country often overlooked by students of modern
politics. Two leaders, Velasco Ibarra and Abdalá Bucaram,
deeply influenced national affairs from the 1930s to the 1990s.
Others arose to challenge them. Besides engaging portraits of
these leaders, Professor Sosa-Buchholz supplies background and
analysis for understanding politics in her country.
Panama's sole experience with populism came during the career
of Arnulfo Arias, three-time president, according to Frank Robinson
in chapter 9. Active from the 1930s to the 1980s, Arnulfo continues
to influence Panama through his widow and heir to his Arnulfista
Party, Mireya Moscoso.
Kurt Weyland challenges the notion that neoliberal, or monetarist,
economic policies are incompatible with populism. Instead, as
he argues in chapter 10, several figures in recent history have
adroitly used neoliberal economics to strengthen their appeal,
thereby becoming neopopulists. He examines Carlos Menem in Argentina,
Fernando Collor in Brazil, and Alberto Fujimori in Peru as prototypes
of this new leadership.
A GENERAL DEFINITION
Populism was an expansive style of election campaigning by
colorful and engaging politicians who could draw masses of new
voters into their movements and hold their loyalty indefinitely,
even after their deaths. They inspired a sense of nationalism
and cultural pride in their followers, and they promised to give
them a better life as well. Populists campaigned mostly in the
big cities, where tens of millions of people gained the franchise
and exercised it at the ballot box. The vast majority of these
new voters belonged to the working classes, which gave some of
the populists a decidedly pro-labor image. Yet populists also
attracted middle-class voters, who applauded the social and economic
programs these leaders championed and who also obtained jobs
and benefits from them. Even some wealthy and powerful citizens
joined with the populists, believing that their programs and
leadership would be good for their interests and the national
destiny. Put simply, the populists raised more campaign money,
got more voters to the polls, and held followers' allegiances
far better than traditional politicians.
The populists exhibited charisma-that is, special personal
qualities and talents that, in the eyes of their followers, empowered
them to defend the interests of the masses and uphold national
dignity. The masses no longer trusted the church, oligarchical
families, political parties, established newspapers, or business
elites. Previously, these privileged sectors selected presidents
and legislators by giving them their blessing. When the privileged
classes could no longer confer legitimacy, however, charismatic
figures could claim the right to exercise power on behalf of
the people.
The special attributes that made the populists charismatic
varied widely: they exhibited such diverse traits as great intellect,
empathy for the downtrodden charity, clairvoyance, strength of
character, moral rectitude, stamina and combativeness, the power
to build, or saintliness. Qualities such as these set the populists
apart from and above the ranks of common politicians.
As the populists' successes and fame grew, their followers
became even more devoted, convinced that their leaders could
bring salvation in troubled times. Faith in their leaders' special
attributes helped followers imagine that personal bonds joined
them, transcending the limits of space and time. It is no exaggeration
to say that at times a mass hypnotic state united leader and
followers. Upon the populist's death, his or her charisma often
metamorphosed into myth, becoming a legend that lived on for
decades. Charisma, though hard to define, was a crucial element
in populism.
The populists promised to reform their societies and to improve
the lives of the masses. They stood for change and betterment,
both material and spiritual. The slogan for Juan Perón's
Justicialismo was simply, "economic growth and social justice."
Psychic rewards were important, especially during adverse times,
when sacrifice was required. Populists could not be easily categorized
as to ideology, however, because their programs rarely fit existing
doctrinal schemes (for example, conservatism, liberalism, socialism).
In fact, the most common label for their programs derived from
simply adding ismo to their names: Peronismo, Getulismo, Adhemarismo,
Velasquismo, Gaitanismo, etc.
The populists drew from existing sociopolitical models, like
socialism, communism, democratic capitalism, fascism, and corporatism,
for example. No single doctrine prevailed among them, however,
and many recombined ideas inconsistently. Not a few changed their
approaches sharply over time. Populists' ideas, then, were eclectic
and flexible, designed to appeal to the largest number of voters
at any given time.
National pride also infused populist rhetoric. Panama's three-time
president Arnulfo Arias even called his credo "Panameñismo,"
the ultimate patriotic appeal (see chapter 9). The populists
preached that the state should be strengthened in order to fulfill
a great national destiny. The individual could take pride in
being a citizen of this nation. By the same token, populists
held themselves up as defenders of the popular sovereignty against
foreign pressures and exploitation. Major international companies,
in particular, came under attack by the populists, who claimed
they squeezed the workers and bled the country of resources,
with little commitment to economic development. National pride
could turn xenophobic in times of general hardship, because foreign
enemies were easier to blame than domestic ones.
The populists promised, and sometimes delivered, a better
life for the masses. To do so, they used a variety of mechanisms
to distribute favors (called patronage) and raise the general
standard of living (which they termed economic development).
They created government jobs, financed neighborhood improvements,
authorized easy loans, subsidized food staples, set low fares
for public transportation, decreed new and higher employment
benefits, spent lavishly on charity, supported free education,
and stoked economic growth with deficit spending. When they achieved
positive results, the populists were revered by the masses for
redistributing income in favor of the working class. Cárdenas,
Perón, and Vargas did so during parts of their administrations
and were credited with economic miracles.
Expansive economic policies often led to inflation, indebtedness,
and charges of malfeasance, however, and the populists as a group
have been blamed for irresponsible borrowing and spending. In
fact, among same economists the term populist has come to mean
opportunism and fiscal mismanagement exclusively. It is certainly
true that many populists took unorthodox directions and committed
economic errors. They were not alone, however, because many traditional
politicians also embraced innovative theories and actions and
likewise failed at times. In fact, throughout much of the industrializing
world, new economic concepts took held in the 1940s, 1950s, and
1960s. Known generally as structuralism, these ideas led to government
intervention, increased spending, public ownership, property
reforms, and price regulation. By these means, government leaders
sought to catch up with the economic powerhouses of North America
and Europe.
The seeming triumph of more orthodox economics in the 1990s,
variously known as neoliberalism, monetarism, or business capitalism,
should not lead us to accuse populists alone for taking unorthodox
paths a generation ago. Nor should we assume that they always
did so for corrupt or irresponsible motives. Highly respected
economists in the Keynesian tradition-for example, Galbraith,
Hirschman, Prebisch, Sunkel, and Furtado-gave respectability
to structuralism. The important point to remember is that expansive
economic policies, legitimized by structuralist theories, served
populist leaders especially well by offering both an expanding
GDP pie-more for everybody-and more equitable distribution. It
was a win-win economics that, unfortunately, did not succeed
in the long run.
Not only were populists in step with the new political economy
of the mid-century, they were also moderate in their application
of it. When it came to redistributing wealth, power, and prestige
to achieve the maximum benefits for all, populists did not go
overboard. None advocated genuine revolution or the violent overthrow
of the existing government followed by radical restructuring
of society. Instead, they insisted on coming to power through
elections and on changing society by the rule of law, according
to the will of the people. Popular sovereignty, in fact, became
something of an incantation for the populists.
Latin American populists promoted democracy even though they
did not always behave in democratic ways. The very definition
of the populists as representatives of the people required election
and public approval of the leader. Still, many exhibited autocratic
traits and abused their powers. While lawfully elected, some
did not abide fully by the laws. In their quest for high office,
they sometimes infringed others' rights of political expression
and office. This seemingly paradoxical relationship between the
leader as people's choice and as locus of authority is explored
later in our discussion of elections.
The populists appealed to the common men and women, to the
poor and working classes, and to the humble and downtrodden not
only for votes but for legitimacy. To gain acceptance, they appropriated
elements of folklore to show their nearness to the masses, and
they were in turn embraced by popular culture. Haya de la Torre
and Arnulfo Arias expressed pride in Indian heritage; Perón
and Vargas evoked the ethos of the gaucho; Adhemar de Burros
posed as a caipira, or country bumpkin; and Jorge Gaitán
and Leonel Brizola always stressed their own poverty as youths
to explain their identification with the poor. The most vivid
examples of the folk acceptance of populists were their celebration
in popular verses and songs throughout the region-sambas, cordel,
tangos, corridos, and other forms. This cultural approval of
the leader, while impossible to quantify, was crucial for the
lasting success of the populists.
The closest we will come to a synthetic description of Latin
American populism may be expressed thus: Latin American populists
wore leaders who had charismatic relationships with mass followings
and who won elections regularly. Reducing it to a formula, it
might look thus:
populism = leader <----> charismatic bond + elections
<----> followers
THE SETTING
Populism arose in Latin America during the early twentieth
century in response to deep-going socioeconomic changes. In most
countries, the huge expansion of exports to European markets
of that era provided capital for urban reforms and growth, infrastructure
development, and industrial expansion. Capitals and port cities,
in particular, underwent major improvements complemented with
massive redevelopment programs. Rio, Buenos Aires, Lima, Caracas,
Santiago, Mexico City, and Bogotá all became major metropolises
in the early years of this century, and dozens of other cities
grew rapidly as well. Manufacturing and population growth went
hand in hand, concentrating people and resources in big cities.
Migrants and immigrants crowded into these cities-as workers
and employees or simply a new generation of young people-and
they became available to activists of all sorts. Labor organizers,
evangelists, military enlisters, retail hawkers, politicians,
and myriad others recruited these newcomers for their movements
and products. For those recently arrived, urban life was liberating
and invigorating yet also dangerous and sometimes oppressive.
Slums burgeoned with urban poor, riots erupted, services broke
down, workers struck, and people began to feel out of touch with
their families and regional origins. A generalized sense of rootlessness
and malaise, that sociologists call anomie, afflicted many city
dwellers.
The generalized sense of alienation in big cities affected
virtually all groups. Workers toiled in sweatshops for meager
wages, with little hope of sharing the fruits of the booming
economies. Children of immigrants felt ostracized because of
their foreign surnames and family traditions. Youths growing
up in the cities could not expect to live as well as their parents.
People of color-mestizos, Indians, and Afro-Latinos-experienced
discrimination in schools, workplaces, government offices, and
even commercial establishments. Women suffered multiple disadvantages,
except for those who belonged to upper-class families. Migrants
from rural areas found limited chances to advance in the cities.
These sectors shared nothing but their common lack of opportunities,
and they often fought among themselves for minor benefits. In
short, although it offered advantages over rural and small-town
existence, life in early-twentieth-century cities was harsh.
About the time large numbers of poor people began to experience
anomie, political elites increased their control over the lives
of middle- and working-class people. They rigged elections to
stay in power and then used the police to regulate day-to-day
life in the cities. They developed corrupt organizations to gather
votes on election day and to preserve their power. A veritable
rogues' gallery of election riggers ran early-twentieth-century
Latin American politics. Nowhere was the popular will expressed
through honest elections.
Meanwhile, new methods of surveillance made it easier to
police the masses. Automobiles, telephones, telegraph, recording
devices, photography, automatic weapons, and espionage allowed
police departments to monitor and control the citizenry as never
before. Police watched for and suppressed any activities that
threatened the monopoly of power wielded by the elites. The agents
of law and order paid little attention to individual rights,
because their actions were sanctioned by higher authority. Police
targeted organizations as well as individuals, especially labor
unions, student groups, radical parties, and leaders of minority
groups in general. Persons suspected of disrupting the peace
were routinely harassed and jailed, and foreigners were often
deported.
After the turn of the twentieth century, then, most urban
Latin Americans lived under what today would be regarded very
undemocratic conditions. In earlier times, things had not been
any more democratic, to be sure, but business owners were likely
to be the agents of control and repression, not governments.
Moreover, Latin America lagged behind Europe and North America
in the gradual expansion of individual rights and self-governance.
Conditions were ripe in Latin America for leaders who could
give the masses a sense of belonging, provide a semblance of
representative government, and undertake changes that would improve
daily life. These leaders did emerge and took the initiative
in urban politics. Their style of campaigning and administration
was later dubbed populism, after its earlier counterpart in the
United States.
Urbanization and industrialization are often cited as causes
of populism in Latin America, because they amassed millions in
the cities and made them available to politicians who could appeal
to them. We cannot, however, point to any direct causality, because
urban and industrial growth did not always lead to populism and
because populism sometimes arose in their absence. More accurately,
we can state that these factors created sociopolitical conditions
highly favorable to the rise of populist leadership.
THE IMPACT OF NEW TECHNOLOGIES
The general expansion of Latin American economies in the
early twentieth century aided the rise of populist politics.
It made possible new systems of transportation and communication,
thereby allowing candidates to reach large audiences of potential
voters more easily. The advent of streetcars, ferries, commuter
trains, and buses made urban campaigning much more effective.
Telephone and telegraph services helped party managers to schedule
candidate appearances and bargain with local representatives.
Gradually whole cities became single-voter precincts available
to ambitious and adroit politicians. Skillful use of these new
media was an important attribute of the populists.
In the 1920s and 1930s radio made its debut in politics.
Radio not only reached tens of thousands but also broadcasted
candidates' words and promises in appealing ways, with sound
effects, music, background audience, and clarity unattainable
otherwise. Candidates who mastered the radio seemed modern, competent,
and appealing. Latin American cities became laboratories of campaign
innovation using radio waves.
By the 1950s television began to appear in a few large markets,
and populist leaders immediately embraced it. TV made the candidates'
faces familiar, their gestures and expressions recognizable,
and their slogans and symbols more immediate. Indeed, the advent
of television brought on the marketing of candidates using the
most modern techniques available.
In addition, long-distance transportation service and communications
media brought politicians into contact with voters throughout
their national territories. The airplane began to revolutionize
campaigning after World War I. Populists barnstormed in small
planes, and in many towns and villages it was the first time
people had ever seen or heard a national politician, much less
an airplane. Air travel also became a metaphor for modernization
that enhanced candidates' images.
By the 1950s radio broadcasters developed national chains,
and a decade later their television counterparts did the same.
Truly national campaigns, while costly, could present candidates
in appealing ways to audiences all over the country. Cadres of
professional media experts came to manage elections. The populists
were more talented in media communication than their competitors
and hence were able to forge national followings drawn from the
big cities as well as the small towns of the interior.
PHASES OF POPULISM
The sweep of nearly a century of populist politics in the
region may be conveniently broken down into periods. The first
two decades of the century saw the advent of early populism by
precursors like José Batlle y Ordóñez (1903-7,
1911-15) in Uruguay and Guillermo Billinghurst (1912-14) in Peru.
In addition, Hipólito Yrigoyen in his 1916-22 administration
pioneered the style later dubbed populist.
During the 1920s and 1930s populism became more widespread
as the conditions for it matured and newly available media made
it feasible to amass large electoral followings. Yrigoyen's politics
in and out of power confirmed his place as a leading populist.
Arturo Alessandri's election and first administration (1920-25)
revealed populist elements. Air force colonel Marmaduke Grove,
briefly leader of a Socialist government in Chile during 1932,
aspired to a populist leadership. Víctor Raúl Haya
de la Torre launched his career in Peru during these years, although
he did not win any elections. The mayor of Rio de Janeiro from
1931-36, Pedro Ernesto Batista introduced populism into Brazil,
where it was adopted later by Adhemar de Burros during his first
term as governor of Sao Paulo (1938-41).
Lázaro Cárdenas, the president of Mexico from
1934 to 1940, was a populist, albeit a subdued one due to constraints
imposed by his predecessor. Cárdenas campaigned vigorously
for his election, despite the official backing provided by the
incumbent party. He carried out vast programs to achieve goals
written into the Constitution of 1917. He remodeled and strengthened
the multi-class party his predecessor had founded. He eased the
powerful Mexican army out of its preeminent role in politics.
His outstanding qualities were deep concern for the peasants
and workers, plus steady pursuit of constructive reforms. Recognition
of his charisma spread mostly by word of mouth. The only modern
technologies he used extensively were the radio, airplane, and
telephone. Like several other populists, he was not a bombastic,
crowd-pleasing orator. His influence grew quietly through thousands
of face-to-face meetings. No Mexican leader since has been able
to forge the kind of charisma Cárdenas achieved in the
1930s.
The second period, the heyday of Latin American populism,
began in the 1940s and ended in the 1960s. This era saw populism
emerge as the main form of politics in many countries; in others,
it challenged traditional leaders to become more representative.
In 1944, a number of Latin American leaders began to advocate
free elections and widening the franchise, a classic populist
appeal. Democratization was triggered by the accumulating victories
of the Allied Forces, in World War II. Whirlwind campaigning
ensued in many countries, and populism reached it apogee in the
1950s. In most countries, women gained the vote following the
war and became a potent force for change.
In Brazil, Getúlio Vargas adopted the approaches pioneered
by Pedro Ernesto and Adhemar and eventually conducted that country's
first modern election in 1950. He was soon challenged not only
by Adhemar but by other populists, such as Janio Quadros, Juscelino
Kubitschek, and Carlos Lacerda. By the late 1950s they wore joined
by others, such as Miguel Arraes, Leonel Brizola, and Joao Goulart.
Little wonder that Brazilian historians refer to the 1945-64
era as the Populist Republic.
In Argentina, the foremost populist leaders of the region,
Juan Perón and his wife, Evita, began their political
campaigns in 1944 and captured power in 1946 with a stunning
election victory. Perón would only be removed by a military
coup in 1955.
In 1940, Panama's President Arnulfo Arias launched what would
become a long and tumultuous career in populist politics. In
1944 the former president of Ecuador, José María
Velasco Ibarra, returned to office, this time as a populist without
equal in his country. The energetic leader of Venezuela's Acción
Democrática, Romulo Betancourt, led a coup in 1945 and
established a regime considered populist by most analysts. The
frontrunner in Colombia's 1950 election, Jorge Gaitán,
was gunned down before the election, ending the first populist
campaign in that country's history.
A young populist in Cuba, Eddie Chibás, considered
a strong contender for the presidency, instead took his own life
in 1951 out of frustration with electoral corruption. During
the 1950s Gen. Carlos Ibáñez of Chile resurrected
his career with a distinctly populist administration as president
(1952-58). Populists dominated Brazilian national politics until
the military took over in 1964. Arnulfo Arias returned to power
(1949-51), as did Velasco Ibarra (1952-56, 1960-62). Víctor
Paz Estenssoro's revolutionary government in Bolivia took on
frankly populist overtones in the mid-1950s. Only dictatorial
regimes or firmly rooted democracies were immune to the expansive
politics of the era.
By the early 1960s, however, populism seemed to falter as
a major form of politics. For one thing, the triumph of Fidel
Castro's revolution in Cuba polarized the hemisphere and reduced
the room in which mainstream politicians could maneuver for votes.
Increasingly, military groups removed presidents whom they accused
of stirring the masses and encouraging leftists. The coups against
Haya de la Torre in 1962, Frondizi in 1962, and Goulart in 1964
were of this nature. In addition, most people had become registered
voters in preceding years, so that populists could not find as
many new recruits as before. In short, the conditions that had
favored the rise of populism in the 1920s, 1930s, and 1940s had
eroded.
From the mid-1960s on, a wave of military governments took
power, the onset of a period of authoritarian regimes. These
governments were diametrically opposed to populism and justified
their existence on the grounds that the populists had encouraged
strikes, communism, inflation, and corruption. Military leaders
promised to restore order and good administration and to carry
out socioeconomic reforms from above. This was an era of anti-populist
government.
A few populist leaders and movements persisted but did not
prosper. Juan Perón returned to the presidency in 1973
but promptly died, leaving his inexperienced widow, María
Estela Perón (1974-76), to cope with deteriorating conditions
in Argentina. The daughter of Colombian dictator Gustavo Rojas
Pinilla, María Eugenia Rojas, revived her father's ANAPO
party in the 1960s and ran credible populist campaigns before
her untimely death. Several governors and congressmen in Brazil
managed to defy the military and resurrect populism. Michael
Manley's term as prime minister of Jamaica in the 1970s was decidedly
populist, yet he was unable to convert early support into effective
administration. In Ecuador, Jaime Roldós and Assad Bucaram
took their populistic CFP organization into the presidency in
the late 1970s, but within two years both died. Mexican President
Luis Echeverría (1970-76) consciously tried to recreate
the politics that Cárdenas had employed so successfully,
but he failed utterly. Populism seemed to be dying out.
In the last period, following apertura (redemocratization)
in the late 1970s, populism experienced a revival in some countries.
Most notably when the military stepped down in Peru, APRA's candidate,
Alan García, won the presidential election with a frankly
populist campaign. His term (1985-90) proved disastrous, however,
due to poor leadership and a climate unfavorable to the kind
of policies he had inherited from Haya de la Torre. The subsequent
government of Alberto Fujimori, while neoliberal in its economics,
took a frankly populist approach that was both successful l and
viable.
When the Brazilian military decreed amnesty for exiles in
1979, several former populists staged successful comebacks, mostly
at the state level. By the mid- 1980s, Teonel Brizola, Janio
Quadros, and Miguel Arraes had won governorships or mayoral races
in the states of Rio de Janeiro, Sao Paulo, and Pernambuco, respectively.
None was able to advance to the) presidency, however, or build
a national constitnency.
Carlos Menem, president of Argentina from 1989-95 and reelected
for a second term, became a neo-populist. Although he campaigned
on the traditional pro-labor, economic interventionist platform
of his Peronist party, once in office he enacted very different
policies, consonant with the neo- v liberal ideas current in
the world. Despite this flip-flop, Menem has been Argentina's
most successful leader in several generations.
Brazil's Fernando Collor de Melo (1990-92) also employed
a populist style during his campaign and first year in office.
Youthful, handsome, athletic, and well spoken, Collor ran virtually
without a party, on a platform stressing honesty, renewal, and
neoliberal economics. This image, conveyed effectively to the
masses through overweening media, proved captivating, and he
won a close runoff against the Workers' Party candidate, Luis
Inacio "Lula" da Silva. Collor's pose as an outsider
ready to overhaul the corrupt system of previous generations
transformed into an inchoate charisma early in his administration.
During his second year in office, however, Collor was implicated
in a major fraud scheme involving kickbacks on government contracts.
In 1992 he was impeached and resigned from office, a failed populist
at best. His 1994 acquittal of corruption charges, however, left
open the possibility of a future comeback.
Some writers have debated whether or not populism will die
out by the end of this century. Those predicting it's demise
argue that electoral expansion has ended, since most people now
have the vote. The dominance of electronic media and techniques
of political marketing have rendered nearly all candidates charismatic
and "sellable" given enough money. Personal attributes
and quasi-mystical connections with the masses no longer seem
relevant to urbanized masses. And perhaps most important, the
globalization of new economic, social, and environmental policies
have rendered the old populist measures obsolete. These analysts
argue that populism is finished in Latin America.
On the other hand, some observers point to the continued
attraction of old-timers like Leonel Brizola and Miguel Arraes,
and the evocative power of names like Perón, Batlle, Bucaram,
and Cárdenas, as proof of the renewed viability of populism.
They note the cult worship, even among young people, of figures
like Evita, Lázaro Cárdenas, and Joao Goulart and
the popularity of leaders who can manipulate the old symbols
of cultural nationalism. Perhaps Menem and Fujimori have shown
how to adapt populism to the changing times. After all, populists
were always adept at bridging the gap between traditional and
progressive measures. These analysts believe that conditions
may soon be ripe for a major resurgence of populism.
Therefore, it may be premature to declare that populism is
either moribund or on the rebound. The epilogue takes up these
questions in greater depth.
STRUCTURAL CHARACTERISTICS
Organizational aspects of populist movements, in addition
to leadership and means of reaching the masses, have struck observers
as very important in distinguishing them from other forms of
political mobilization. The multi-class makeup of populism stood
in contrast to most other parties in the region, which drew from
restricted social strata, for example, the workers, middle sectors,
or rural landowners. Populists' broad appeals gave their parties
heterogeneous followings that were unwieldy yet also very effective
in reaching newly enfranchised voters, a something-for-everyone
approach. Only very clever leaders could manage this without
tripping over discrepant planks in their platforms.
In his classic article on populist coalitions, Torcuato Di
Tella diagrammed various possibilities, reproduced in figure
1. The Peronist alliance, he believed, was the closest to pure
populism. Many other observers have taken these suggestions and
applied them in other settings. His most powerful finding was
that all the variations drew on at least two classes and often
from three. Since 1964 most theoretical writing has emphasized
this feature.
Others have noted that the populist parties of Latin America
did not meet criteria by which parties in the United States and
Western Europe are judged, especially regarding aggregation of
interests and adjudication of conflicts. Rather, personalismo
and centralization, lasting features of Latin American leadership,
infused populist movements as well. All decisions, appointments,
and initiatives required action by the leader. This tendency
undermined the effectiveness of populist leaders once in office,
because no mechanisms had been created for shared decision-making
and delegation of power. Moreover, personalismo condemned these
movements to instability when the leader died or was removed
from the scene, as happened frequently.
Despite their reluctance to bureaucratize their parties,
populists were astute coalition builders. They formed alliances
between existing interest groups and newly enfranchised sectors.
The growing cities contained diverse groups recently active in
politics-such as factory workers, white-collar employees, tradesmen,
and the self-employed-as well as politicized sectors of professionals
and public servants. The populists imaginatively constructed
broad, heterogeneous followings by appealing to diverse groups
in different ways. They also formulated vague programs and doctrines
with which many sectors and classes could identity-Perón's
Justicialismo and Vargas's Trabalhismo are good examples.
Populists also pioneered new enlistment methods that displaced
traditional clientelism. The clientelist party relied on individuals'
self-interests, offering a little something for everyone. Each
person in a complex network of relationships claimed a degree
of autonomy vis-a-vis others in the system. Clientelist recruitment,
then, incorporated voters more slowly and broke down when presented
with major policy demands. Clientelism had the further disadvantages
of being expensive to sustain and unreliable in times of crisis.
In the populist mode, initiative and responsibility gravitated
to the leader, whose charisma bridged the space occupied by clientelist
intermediaries. The leader delegated the usual work of politics
to aides: speech writing, managing the media, rallies, and fundraising.
These anonymous staffers could not rival the leader; their only
hope for advancement was to enhance the leader's popularity and
win elections. In this manner, well-directed campaigns reached
out and won over new voters rapidly.
Populists' campaign organizations did not have to dispense
as much patronage as their clientelist rivals because the psychic
rewards and security provided by the leader largely replaced
tangible payoffs. The populists could also respond more quickly
to changes and opportunities than traditional leaders, since
they did not have to consult elaborate councils and committees.
Finally, populists actually flourished in times of crisis, because
their charisma reassured and calmed their followers. (See the
discussion of charisma in the epilogue.)
ELECTION RESULTS
Populists, like most politicians in the Western world, measured
their initial successes in terms of votes won. Elections were
central to populism in Latin America, simultaneously as cause,
means, and result. Populists first had to fight for fair elections
to be held. Then they developed innovative ways to reach and
win over ever-growing numbers of voters. Finally, in order to
win subsequent election campaigns, they pressed to broaden further
the franchise and assure impartial procedures.
In the early days populists like Batlle, Yrigoyen, and Alessandri
had to struggle to affirm the sovereignty of the popular will,
because free elections had never been held before. The early
campaign slogans conveyed the urgency of their demands: Yrigoyen's
"Intransigencia" until clean elections were held, Francisco
Madero's "Effective Suffrage and No Reelection", and
Batlle's "No More Deals" Without honest elections,
these and many other candidates had no hope of gaining office.
Once clean elections were assured, later populists pushed
to expand the suffrage and improve the administration of elections.
Gradually they extended the vote to younger and un-propertied
persons and to women. Their campaigns prospered because many
of the newly enfranchised were loyal to the leaders who gave
them the vote. By the 1950s and 1960s, populists urged better
methods of polling voters, using simple, secret, uniform ballots.
These reforms were often accompanied by the creation of independent
judicial boards to supervise elections and certify their results.
Even after the authoritarian turn of government in the 1960s,
these procedures remained in effect, thanks largely to their
institutionalization.
Finally, by the 1970s and 1980s the trend toward even greater
inclusion in the electoral process had achieved near-universal
suffrage. In most countries, eighteen-year-olds vote. Brazil
even lowered the voting age to sixteen and enfranchised illiterates.
Peru and Chile did so as well. Moreover, most countries now require
that voters exercise that right or face fines and bureaucratic
hassles. The obligatory vote undoubtedly causes larger turnouts.
These election improvements had a number of outcomes. Most
notably, they increased the volume of voting many times over.
Elections went from virtually nonexistent to mass participation
in the course of this century. Table 1 demonstrates the dramatic
increase experienced in most countries. Surprisingly, elections
even affected military governments indirectly in the 1970s and
1980s. Contests for state and local offices became informal plebiscites
on government performance. In many places, large numbers of blank
and invalid ballots served as indictments of the governments'
conduct. In Argentina, Brazil, Peru, and Chile, declining fortunes
at the polls helped convince military rulers to remove themselves
from power.
Populists did not dominate, much less win, every election
in Latin America, of course, but it seems fair to attribute much
of the growing importance of the ballot box and improved procedures
to populist campaigns earlier in the century.
The populists' contribution to establishing fair, broad elections
does not mean that they were necessarily democratic themselves
or that they would forego victories to protect popular sovereignty.
Many populists had earlier careers as traditional, even oligarchical,
leaders. Several imposed dictatorships-Vargas from 1937 to 1945
and Perón from 1943 to 1945, for example. A number conspired
against duly constituted governments from exile. And in office,
a number of the populists regularly violated the laws under which
they were elected.
To some extent, the populists' devotion to electoral means
of winning office ran against the grain of their personalities.
Virtually all were driven, ambitious, even obsessed with gaining
power. They sacrificed their families and health in order to
campaign for office. Such win-at-all-cost motivation led them
to unethical and undemocratic behavior. Many ran their parties
as little more than personal fan clubs and campaign organizations.
Paradoxically, though, they felt obliged to win popular approval
through elections and thus contributed to the consolidation of
democratic procedures.
CONCLUSION
This introduction has offered a broad view of the populist
experience in Latin America. It conveys a sense of the writing
about leading populists, their campaigns, and the eras in which
they flourished. The nine original essays that follow comprise
the core of this bank. They give more detailed studies of individual
countries and leaders, taking into account their political cultures
and chronologies. The campaigns, the excitement, the disappointment,
and the individuals come alive in these chapters.